Bank Security Consulting Services
Our security consulting team brings deep knowledge in banking and financial services experience, and fresh thinking through broad knowledge of talented technology and security advisers and former banking professionals, ranging from risk and audit professionals to technology managers, and from commercial and consumer lenders to compliance executives and financial regulators. We provide solutions across all three lines of defense to meet tomorrow’s challenges, today.
No data is more sensitive than financial records. If you’re an organization that handles personal or corporate financial information, you know already that even a minor security breach can cause serious reputational damage and loss of customer confidence.
Banking SEC RULES Complaince
CyberSecOp provide a comprehensive approach in regards to Compliance Consulting
Conduct a periodic assessment of:
The nature, sensitivity and location of information that the firm collects, processes and/or stores, and the technology systems it uses; internal and external cybersecurity threats to and vulnerabilities of the firm’s information and technology systems; security controls and processes currently in place; the impact should the information or technology systems become compromised; and the effectiveness of the governance structure for the management of cybersecurity risk.
Create a strategy that is designed to prevent, detect and respond to cybersecurity threats. Therefore, such a strategy could include: controlling access to various systems. data encryption; protecting against the loss or exfiltration of sensitive data. data backup and retrieval; and the development of an incident response plan.
Implement the strategy through written policies and procedures and training that provide guidance to officers and employees concerning applicable threats and measures to prevent, detect and respond to such threats, and that monitor compliance with cybersecurity policies and procedures.
In summary, funds and advisers should identify their respective compliance obligations under the federal securities laws and take into account these obligations when assessing their ability to prevent, detect and respond to cyber-attacks
